Since starting his career as a financial advisor in 2001, Chris works with affluent families, individual clients and closely-held businesses. Through personal consultations, Chris meets with each client to set quantifiable goals and helps them prioritize their needs. Once this has been established, Chris develops and implements a customized strategy using a wide variety of financial tools and techniques. Chris has earned the CERTIFIED FINANCIAL PLANNER™ certification and the Chartered Retirement Planning Counselor™ designation. The CFP® certification is a designation awarded by the Certified Financial Planner Board of Standards Inc. Chris was named to the 2023 Forbes "Best-in-State Wealth Advisors" list (Published on April 4, 2023. Rankings based on data as of June 30, 2022.*) Chris is a dedicated family man to his wife Adriane and three kids (Will, Raegan and Beau), participates in his children's club sports teams and enjoys outdoor activities.

*Source: The Forbes “Best-in-State Wealth Advisors” list, published on April 4, 2023. Rankings based on data as of June 30, 2022.*

Data provided by SHOOK® Research, LLC. Data as of 6/30/22. Forbes Best-in-State Wealth Advisors ranking was developed by SHOOK Research and is based on in-person, virtual, and telephone due diligence meetings to measure best practices, client retention, industry experience, credentials, review of compliance records, firm nominations; and quantitative criteria, such as: assets under management and revenue generated for their firms. Investment performance is not a criterion because client objectives and risk tolerances vary, and advisors rarely have audited performance reports. SHOOK’s research and rankings provide opinions intended to help investors choose the right financial advisor and are not indicative of future performance or representative of any one client’s experience. Rankings are based on the opinions of Forbes and not representative nor indicative of any one client’s experience, future performance, or investment outcome and should not be construed as an endorsement of the advisor. Past performance is not an indication of future results. Neither Forbes nor SHOOK Research receive compensation in exchange for placement on the ranking. For more information, please see www.SHOOKresearch.com. SHOOK is a registered trademark of SHOOK Research, LLC.


 

Neil has been a financial advisor since 1997. He focuses on portfolio construction and tracking, asset allocation, risk management and alternative investment strategies tailored to the investment needs of each client. Neil works extensively with option strategies to seek additional investment income and potentially hedge concentrated positions. He has a focus on physicians and health care professionals. Neil was named to the 2023 Forbes "Best-in-State Wealth Advisors" list (Published on April 4, 2023. Rankings based on data as of June 30, 2022*). Neil has earned the Chartered Retirement Planning Counselor™ designation, the CERTIFIED FINANCIAL PLANNER™, and the Certified Private Wealth Advisor™ certifications. The CFP® certification is a designation awarded by the Certified Financial Planner Board of Standards, Inc. The CPWA® designation is an advanced professional certification awarded by the Investments & Wealth Institute for advisors who serve high-net-worth clients. Neil holds a Bachelor's Degree from the University of Arizona, as well as a Master's Degree from The American College of Financial Services. He also has a Master of Business Administration (MBA) from Benedictine University. He is an active member of the University of Arizona Alumni Association as well as a regular volunteer to the United Way and St. Vincent DePaul. Neil is married to Dr. Deepa Shah, and they have two daughters, Bella and Lily.

<sub>*Some or all alternative investment programs may not be in the best interest of certain investors. No assurance can be given that any alternative investment’s investment objectives will be achieved.

*Options involve risk and are not suitable for all investors. Before engaging in the purchase or sale of options, investors should understand the nature of and extent of their rights and obligations and be aware of the risks involved in investing with options. Prior to buying or selling an option, clients must receive the options disclosure document Characteristics and Risks of Standardized Options. This document is available by contacting your Merrill Financial Advisor.

*Asset allocation, diversification and rebalancing do not ensure a profit or protect against loss in declining markets.

*Source: The Forbes “Best-in-State Wealth Advisors” list, published on April 4, 2023. Rankings based on data as of June 30, 2022.*

Data provided by SHOOK® Research, LLC. Data as of 6/30/22. Forbes Best-in-State Wealth Advisors ranking was developed by SHOOK Research and is based on in-person, virtual, and telephone due diligence meetings to measure best practices, client retention, industry experience, credentials, review of compliance records, firm nominations; and quantitative criteria, such as: assets under management and revenue generated for their firms. Investment performance is not a criterion because client objectives and risk tolerances vary, and advisors rarely have audited performance reports. SHOOK’s research and rankings provide opinions intended to help investors choose the right financial advisor and are not indicative of future performance or representative of any one client’s experience. Rankings are based on the opinions of Forbes and not representative nor indicative of any one client’s experience, future performance, or investment outcome and should not be construed as an endorsement of the advisor. Past performance is not an indication of future results. Neither Forbes nor SHOOK Research receive compensation in exchange for placement on the ranking. For more information, please see www.SHOOKresearch.com. SHOOK is a registered trademark of SHOOK Research, LLC.</sub>


 

Paul is the team’s “go-to” person for many client needs. His commitment to providing an exceptional level of service is evident in his friendly and knowledgeable support. As a graduate of the Eller College of Management, a business school at the University of Arizona, Paul earned degrees in finance and accounting in 2001. He also holds an MBA from the University of Phoenix. Paul joined Merrill Lynch Wealth Management in 2007. He brings the team many years of valuable financial services experience and a talent for interacting well with clients. Paul enjoys spending time with his wife, Jennifer, and their daughters, Gabrielle and Allison. His hobbies include real estate investing, wine tasting, traveling, and supporting collegiate and professional sports.