Taking care of your family and other people in your life
- Trust & Estate Services2
- Education Funding Strategies1
Caroline brings extensive experience, knowledge and insight acquired over a 30 year career in financial services. Her background in institutional trading, institutional investment management and private wealth management was attained with top Wall Street firms in New York City including Bankers Trust Company (now Deutsche Bank), Avatar Associates, Chemical Bank (now JPMorgan Chase), Morgan Stanley and UBS. She joined Merrill Lynch in 2014. Caroline is a Senior Portfolio Advisor who can help clients pursue their objectives by managing on a discretionary basis custom investment strategies, selecting from a wide range of Merrill Lynch model portfolios and third-party investment strategies.
Caroline and her team work with business owners, corporate executives, endowments and foundations. Within that realm she is focused on the investment and wealth management needs of professional women, as well as women experiencing major life transitions. Along with a high level of service and care, her clients receive a comprehensive approach to wealth management coupled with perspective only personal experience can provide.
Based on the belief that a successful advisory business is built on a foundation of trust, integrity and mutual respect, Caroline advises clients on the accumulation, preservation and transfer of wealth through the creation of customized investment and wealth management strategies. The strategies are implemented utilizing a defined process encompassing the client’s investments, risk assessment, trust and estate complexities and relevant asset preservation strategies.
Caroline currently serves on the Board of Trustees of The Pequot Library (Southport, CT) and The Southport School (Southport, CT). In addition, she is a member of the Professional Advisors Council of Fairfield County’s Community Foundation; a member of Impact Fairfield County; and a long-standing member of the Tiffany Circle - Society of Women Leaders of the American Red Cross.
Caroline received a Bachelor of Arts from Wells College, with a major in Psychology and minor in Economics.
She resides in Westport, CT.
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Senior Wealth Management Lending Officer
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1Investment products are offered by Merrill Lynch, Pierce, Fenner & Smith Incorporated.
2Banking products are offered by Bank of America, N.A.
3Insurance and annuity products offered through Merrill Lynch Life Agency Inc.
We understand that both your life and the financial markets can change over time. By periodically checking in to discuss changes in your life and revisiting your financial strategy, our goal is to help give you peace of mind* that you're on track to help achieve what's most important to you.
We'll meet with you periodically to review your goals and the progress you’ve made toward reaching them. We'll also discuss any adjustments needed to your financial strategy to help you stay on course.
Your life and goals change. We can help you keep track of these changes so they can be reflected in your financial strategy.
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*Peace of mind is an aspirational state of mind that clients hope to achieve. There are no guaranteed results following completion of the Goals-Based Wealth Management process because markets can fluctuate and investments can lose value. Advisors work with clients to help them understand how the goals based wealth management process can help to address their concerns, financial situation and priorities.
Helping you reach your goals starts with getting to know you personally. Through understanding what matters most to you, I can help you create a financial strategy that reflects your personality. Only then can I offer an approach that is built around your life priorities and the ongoing advice you need to help you manage fluctuations in the market and changes in your life. Let’s work together to help you achieve your goals.
As Merrill Lynch financial advisors, we will sort through the financial complexities of your life, helping you build a customized investment strategy to pursue your goals.
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Getting to know you is our primary goal.
Drawing from our experience and the best thinking of Merrill Lynch, we will build a strategy that reflects your unique needs, priorities and financial situation.
We will work to help you stay on track, regardless of what the markets are doing.