Taking care of your family and other people in your life
- Trust & Estate Services2
- Education Funding Strategies1
Guy leverages his background and personal experience, along with Merrill Lynch's vast resources and capabilities, for you.
His goal is to create a lasting financial life strategy for you, your family and for your loved ones. That effort requires a deep reservoir of resources and insight to address the myriad of financial choices facing executives, entrepreneurs, scientists and artists. Guy assists and protects client interest's through life transitions such as divorce, death, career changes and retirement.
Prior to joining Merrill Lynch Guy was a C-suite executive and serial entrepreneur. Having founded and sold several businesses, he has walked in the shoes of his clients. That deep, intimate knowledge of the challenges executives, entrepreneurs and business owners manage on a daily basis brings a direct, personal focus to his approach and philosophy.
As a Gubernatorial-appointee to the Connecticut Council on Developmental Disabilities, Guy has taken an active role in helping to better the lives of those facing developmental disabilities. During his tenure there he served as the Chairman of the Grants Committee.
Guy also serves as a FINRA Neutral Arbitrator overseeing securities disputes. He previously served as an original signatory to the United Nations Principles of Responsible Investing initiative.
His deep industry qualifications include:
Founding a Family of Mutual Funds
Founding an SEC registered, FINRA Broker-Dealer
Served as a C-Level Executive for several Fortune 500 Companies
25 years of financial services experience guiding investor decisions about asset allocation, retirement, Social Security, mutual funds, Medicare, pensions, 401k's, IRA's and hedge funds
Series 7, 24, 55, 63 and 66 FINRA Registrations
Former Mutual Fund and Off-Shore Insurance Company Board Member
I follow the deep-seated Merrill Lynch tradition of participating in the communities we serve. This drives my interest in spending time volunteering with organizations in our community.
We along with your tax professional can help you understand how it might affect your investment strategy
We offer you access to the investing insights of Merrill Lynch, trust and fiduciary services from U.S. Trust, and the banking convenience of Bank of America to help you pursue your goals. We will work to help you stay on track, regardless of what the markets are doing.
1Investment products are offered by Merrill Lynch, Pierce, Fenner & Smith Incorporated.
2Banking products are offered by Bank of America, N.A.
3Insurance and annuity products offered through Merrill Lynch Life Agency Inc.
We understand that both your life and the financial markets can change over time. By periodically checking in to discuss changes in your life and revisiting your financial strategy, our goal is to help give you peace of mind* that you're on track to help achieve what's most important to you.
We'll meet with you periodically to review your goals and the progress you’ve made toward reaching them. We'll also discuss any adjustments needed to your financial strategy to help you stay on course.
Your life and goals change. We can help you keep track of these changes so they can be reflected in your financial strategy.
MyMerrill is your destination for access to your financial information, secure communications, and a robust offering of tools and capabilities.
*Peace of mind is an aspirational state of mind that clients hope to achieve. There are no guaranteed results following completion of the Goals-Based Wealth Management process because markets can fluctuate and investments can lose value. Advisors work with clients to help them understand how the goals based wealth management process can help to address their concerns, financial situation and priorities.
Helping you reach your goals starts with getting to know you personally. Through understanding what matters most to you, I can help you create a financial strategy that reflects your personality. Only then can I offer an approach that is built around your life priorities and the ongoing advice you need to help you manage fluctuations in the market and changes in your life. Let’s work together to help you achieve your goals.
As Merrill Lynch financial advisors, we will sort through the financial complexities of your life, helping you build a customized investment strategy to pursue your goals.
We put you first, every day.
Learn more about the dedicated one-on-one relationship you can have with a Merrill Lynch financial advisor.
Getting to know you is our primary goal.
Drawing from our experience and the best thinking of Merrill Lynch, we will build a strategy that reflects your unique needs, priorities and financial situation.
We will work to help you stay on track, regardless of what the markets are doing.