Taking care of your family and other people in your life
- Trust & Estate Services2
- Education Funding Strategies1
200 GLASTONBURY BLVD
GLASTONBURY, CT 06033
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Jim began his career in the financial services industry in 1983, and joined Merrill Lynch Wealth Management in 2015. His focus is on serving the unique wealth management needs of business owners, entrepreneurs and corporate executives— a dynamic group of clients with distinct financial needs, concerns and opportunities. He has a deep understanding of the often complicated financial needs of business owners and entrepreneurs — from financing and growing a business, to succession strategies, and employee benefits.
Jim's approach to wealth management is consultative and committed to excellence. First, he takes the time to listen and digs deep into client’s financial situations and goals, including their time horizons, liquidity needs and risk tolerance. Then, leveraging the investment insights of Merrill Lynch Wealth Management and the banking convenience of Bank of America, N.A, he follows up with discussions covering a wide range of strategies and services, including portfolio management; stock option analysis; sophisticated retirement planning services; hedging and monetization of concentrated equity positions; wealth preservation and transfer services.
Jim is a specially qualified Senior Portfolio Advisor who, in addition to providing traditional advice and guidance, can draw from his experience to help clients pursue their objectives by building and managing custom investment strategies, selecting from a wide range of Merrill model portfolios and third-party investment strategies. When servicing clients through the firm’s Investment Advisory Program, a Senior Portfolio Advisor may manage those strategies on a discretionary basis.
Jim holds the following FINRA registrations:
• FINRA Series 7: General Securities Representative
• NASSAA: Uniform combined state law examination
along with being Life Insurance Licensed
Jim is committed to excellence and believes whole heartedly that building long term personal relationships with clients based on credibility, trust, and confidence is paramount to him.
I follow the deep-seated Merrill tradition of participating in the communities we serve. This drives my interest in spending time volunteering with organizations in our community.
Glassboro State College
William Paterson University
Personalized advice, disciplined investing and ongoing review can make this a reality.
The following specialists do not make securities recommendations. Please contact your Merrill Lynch Wealth Management Advisor if you have questions about how a specialist might be able to assist you.
Vice President, Retirement Plan Specialist
Wealth Management Lending Officer NMLS # 418849
We offer you access to the investing insights of Merrill, as well as banking, trust and fiduciary services from Bank of America to help you pursue your goals. We will work to help you stay on track, regardless of what the markets are doing.
1Investment products are offered by Merrill Lynch, Pierce, Fenner & Smith Incorporated.
2Banking products are offered by Bank of America, N.A.
3Insurance and annuity products offered through Merrill Lynch Life Agency Inc.
We understand that both your life and the financial markets can change over time. By periodically checking in to discuss changes in your life and revisiting your financial strategy, our goal is to help you stay on track to achieve what's most important to you.
We'll meet with you periodically to review your goals and the progress you’ve made toward reaching them. We'll also discuss any adjustments needed to your financial strategy to help you stay on course.
Your life and goals change. We can help you keep track of these changes so they can be reflected in your financial strategy.
MyMerrill is your online destination for access to your financial information, secure communications, and a robust offering of tools and capabilities
Your advisor is a click away within our site or mobile apps
You can manage account security with our customizable security capabilities such as touch ID, one time passcode, and other security features
Access to your complete financial life is available with My Financial Picture, Merrill's asset aggregation tool
*Peace of mind is an aspirational state of mind that clients hope to achieve. There are no guaranteed results following completion of the Goals-Based Wealth Management process because markets can fluctuate and investments can lose value. Merrill Lynch Wealth Management Advisors work with clients to help them understand how the goals based wealth management process can help to address their concerns, financial situation and priorities.
Helping you reach your goals starts with getting to know you personally. Through understanding what matters most to you, I can help you create a financial strategy that reflects your personality. Only then can I offer an approach that is built around your life priorities and the ongoing advice you need to help you manage fluctuations in the market and changes in your life. Let’s work together to help you achieve your goals.
As Merrill Lynch Wealth Management Advisors, we will sort through the financial complexities of your life, helping you build a customized investment strategy to pursue your goals.
We put you first, every day.
Getting to know you is our primary goal.
Drawing from our experience and the best thinking of Merrill, we will build a strategy that reflects your unique needs, priorities and financial situation.
We will work to help you stay on track, regardless of what the markets are doing.