Since joining Merrill Lynch Wealth Management in 1986, John has strived to make a difference in the world by making a difference to clients. To do so, he helps develop disciplined, long-term investment strategies with high-net-worth corporate executives, entrepreneurs and philanthropic organizations. Utilizing his team’s extensive knowledge, and by accessing resources throughout Merrill Lynch Wealth Management, John works closely with individual clients to help them actively pursue their financial objectives and those of future generations. He also guides philanthropic organizations through wealth management strategies that support their missions.

John holds the Chartered Advisor in Philanthropy® (CAP®), the Certified Investment Management Analyst® (CIMA®) and the Chartered Retirement Planning CounselorSM (CRPC®) designations.

With his career-long desire to do what’s right for clients, John offers access to philanthropic consulting through the Bank of America's Institutional Investment & Philanthropic Solutions Group. As a Global Institutional Consultant, John works with a group of highly experienced Global Institutional Consulting specialists and others within Bank of America and Merrill Lynch Wealth Management who focus on helping institutional clients pursue their unique and often complex investment needs. He finds tremendous personal reward in helping organizations assess goals, set milestones and measure progress.

John currently serves on the firm's Global Institutional Consulting Advisory Council to Management. Since 1996, John has been a featured speaker at the Securities Industry Association's conference at The Wharton School. True to his beliefs, John actively serves many charitable organizations in his community.

*Global Institutional Consulting (“GIC”) is part of the Global Wealth and Retirement Solutions business of BofA Corp. Banking and fiduciary activities are performed by wholly owned banking affiliates of BofA Corp, including Bank of America, N.A. Both brokerage and investment advisory services are provided by Merrill Lynch, Pierce, Fenner & Smith Incorporated (“MLPF&S”), a registered broker-dealer, Member Securities Investor Protection Corporation (SIPC), and registered investment adviser; the nature and degree of advice and assistance provided, the fees charged, and clients’ rights and MLPF&S’s obligations will differ depending upon the products and services actually provided. Global Institutional Consultants mentioned herein are registered representatives with MLPF&S and may assist you with investment products and services.

Keefe began his financial career with Merrill Lynch Wealth Management in 1987. He applies more than 30 years of experience and insight to help clients address a broad range of wealth management needs, from retirement income planning to designing and implementing investment management strategies. The clients Keefe works with include business executives and entrepreneurs as well as college professors and administrators. He understands the value of financial education in mitigating the anxiety many clients feel about investing, and he is committed to communicating clearly and regularly about individual financial strategies, goals and objectives.

Keefe holds the CERTIFIED FINANCIAL PLANNER^TM certification, awarded by the Certified Financial Planner Board of Standards, Inc. He holds the Series 7, 31, 63 and 65 FINRA registrations. Keefe is named to Forbes "Best-in-State Wealth Advisors" list in 2018, 2019, and 2020 (*Published annually Jan – April. Rankings based on data as of June 30 of prior year.) Barron's included Keefe to its 2014 “Top 1,200 Financial Advisors: State-by-State” list (*Published on February 24, 2014. Rankings based on data as of September 30, 2013). In 2013, Barron's recognized Keefe to its “Top 1,000 Financial Advisors: State-by-State” list (Published on February 18, 2013. Rankings based on data as of September 30, 2012).

Keefe was a Vilas Scholar at St. Lawrence University and graduated with a bachelor's degree in economics. His degree included study abroad in Spain at the University of Madrid. A former professional skier, he enjoys snow and water skiing as well as hockey and bicycling. He is a member of Rotary International and the U.S. Ski and Snowboard Association (USSA), and is a supporter of Foodnet Meals on Wheels. Keefe is married and has four children.

Keefe is a licensed agent in New York for life, accident and health insurance and variable annuities.

*Source: The Forbes “Best-in-State Wealth Advisors” list, published annually Jan - April. Rankings based on data as of June 30 of prior year.
Data provided by SHOOK® Research, LLC. Forbes Best-in-State Wealth Advisors ranking was developed by SHOOK Research and is based on in-person, virtual, and telephone due diligence meetings to measure best practices; also considered are: client retention, industry experience, credentials, review of compliance records, firm nominations; and quantitative criteria, such as: assets under management and revenue generated for their firms. Investment performance is not a criterion because client objectives and risk tolerances vary, and advisors rarely have audited performance reports. SHOOK’s research and rankings provide opinions intended to help investors choose the right financial advisor and are not indicative of future performance or representative of any one client’s experience. Past performance is not an indication of future results. Neither Forbes nor SHOOK Research receive compensation in exchange for placement on the ranking. For more information, please see www.SHOOKresearch.com. SHOOK is a registered trademark of SHOOK Research, LLC.

*Source: The Barron’s “Top 1,200 Financial Advisors: State-by-State” list, published on February 24, 2014. Rankings based on data as of September 30, 2013.
Advisors considered for the “America’s Top 1,200 Financial Advisors: State-by-State” ranking have a minimum of seven years of financial services experience and have been employed at their current firm for at least one year. Quantitative and qualitative measures used to determine the advisor rankings include: client assets, return on assets, client satisfaction/retention, compliance records, and community involvement, among others. Barron’s does not receive compensation from advisors, participating firms and their affiliates, or the media in exchange for rankings. Barron’s is a trademark of Dow Jones & Company, Inc. All rights reserved. The ranking or ratings shown here may not be representative of all client experiences because they reflect an average or sampling of the client experiences. These rankings or ratings are not indicative of any future performance or investment outcome.

*Source: The Barron’s “Top 1,000 Financial Advisors: State-by-State” list, published on February 18, 2013. Rankings based on data as of September 30, 2012.
Advisors considered for the “America’s Top 1,000 Financial Advisors: State-by-State” ranking have a minimum of seven years of financial services experience and have been employed at their current firm for at least one year. Quantitative and qualitative measures used to determine the Advisor rankings include: client assets, return on assets, client satisfaction/retention, compliance records, and community involvement, among others. Barron’s does not receive compensation from Advisors, participating firms and their affiliates, or the media in exchange for rankings. Barron’s is a trademark of Dow Jones & Company, Inc. All rights reserved. The ranking or ratings shown here may not be representative of all client experiences because they reflect an average or sampling of the client experiences. These rankings or ratings are not indicative of any future performance or investment outcome.

 

Nancy has more than 30 years of industry experience working with affluent individuals and philanthropic organizations. She focuses on investment strategies and asset allocation modeling.

In addition to offering hands-on guidance to her clients, Nancy has traveled extensively around the country, educating Merrill Lynch Financial Advisors on equity disciplines and strategies. In recent years, she has served as a board member and treasurer of various local non-profit organizations. She holds the Chartered Advisor in Philanthropy® (CAP®), the Certified Investment Management Analyst® (CIMA®), and the Chartered Retirement Planning CounselorSM (CRPC®) designations.
Nancy is a member of the Investment Management Consultants Association and the Women’s Bond Club of NYC.

Nancy is Chair Emeritus of the Executive Committee of the Merrill Lynch's Women's Exchange, which provides a forum for the women of Merrill Lynch to share ideas, experiences, and promote personal and leadership development. Never one to shy away from a challenge, Nancy is proud of her Outward Bound experience, and her devotion to hiking and camping. She is most proud of her daughter, a recent graduate of Boston College who is pursuing a career as a Physician Assistant.

*Asset allocation does not ensure profit or protect against loss in declining markets.